交通运输系统工程与信息 ›› 2026, Vol. 26 ›› Issue (4): 137-147.DOI: 10.16097/j.cnki.1009-6744.2026.04.012

• 智能交通系统与信息技术 • 上一篇    下一篇

基于高斯过程回归的自适应信号控制动态通行能力研究

管德永,王慧云,王可*   

  1. 山东科技大学,交通学院,山东 青岛 266590
  • 收稿日期:2026-03-10 修回日期:2026-05-05 接受日期:2026-06-21 出版日期:2026-08-25 发布日期:2026-08-21
  • 作者简介:管德永(1975— ),男,山东青岛人,教授
  • 基金资助:
    山东省自然科学基金 (ZR2020MG018)

Adaptive Signal Control for Dynamic Throughput Capacity Based on Gaussian Process Regression

GUAN Deyong, WANG Huiyun, WANG Ke*   

  1. College of Transportation, Shandong University of Science and Technology, Qingdao 266590, Shandong, China
  • Received:2026-03-10 Revised:2026-05-05 Accepted:2026-06-21 Online:2026-08-25 Published:2026-08-21
  • Supported by:
    Natural Science Foundation of Shandong Province, China (ZR2020MG018)

摘要: 考虑到基于基本图理论的通行能力计算方法不能适应自适应信号控制的动态特性以及交通流状态的不稳定性,为准确地估算自适应信号控制系统通行能力,本文提出一种基于高斯过程回归的自适应信号控制动态通行能力计算研究方法。首先,针对自适应控制产生的复杂交通数据,构建包含交通状态 x(t) 、信号控制策略 Φ(t) 和决策时间序列 H(t) 的异构多维特征空间。然后,利用双向长短记忆神经网络完成对时序数据的编码和特征提取,利用多头注意力机制识别自适应控制策略中的关键节点。最后,采用高斯过程模型学习从多维输入特征到交通量的关系映射函数,运用非参数贝叶斯的性质和建模的不确定优势,可以灵活适应于信号控制策略与通行能力间的复杂非线性相关关系;从而突破了传统基本图理论在固定配时模式下的静态建模局限性。仿真实验结果证明:除对比基本图模型静态通行能力和静态高斯过程模型,本文还对比了支持向量机、随机森林、K-近邻、长短记忆神经网络模型与Transformer模型,本文模型的各指标都显示最优。本文提出的扩展输入特征的高斯过程回归方法能够较好地反映出自适应控制决策的变化对通行能力的影响,有效提高了通行能力预测精度(EMAPE =3.96%、R2 =0.951 0),对于自适应信号控制系统的性能评估、系统优化都具有较高的实际意义。

关键词: 城市交通, 动态通行能力, 高斯过程回归, 自适应信号控制, 交通流理论, 双向长短记忆神经网络

Abstract: Traditional capacity estimation methods based on Fundamental Diagram (FD) theory are inadequate to capture the dynamic characteristics of adaptive signal control and the inherent instability of traffic flow states. To accurately estimate the capacity of adaptive signal control systems, this paper proposes a dynamic capacity estimation method based on Gaussian Process Regression (GPR). To address the complex traffic data generated by adaptive control, this study develops a heterogeneous multi-dimensional feature space, which encompasses the traffic state x(t) , signal control strategy Φ(t) ,and decision time series H(t) . A bidirectional Long Short-Term Memory (LSTM) neural network is then introduced to encode the temporal data and extract relevant features, and a multi-head attention mechanism is applied to identify critical decision points within the adaptive control strategy. A Gaussian Process (GP) model is then used to learn the functional mapping from multi- dimensional input features to traffic volume. By leveraging the nonparametric Bayesian properties of GPs and their inherent capacity for uncertainty quantification, the proposed model flexibly accommodates the complex nonlinear relationships between signal control strategies and traffic capacity, thereby overcoming the static modeling limitations of conventional FD theory under fixed signal timing plans. Simulation results demonstrate that the proposed model outperforms not only the conventional FD-based static capacity model and a static GP model, but also four additional baselines—Support Vector Machine (SVM), Random Forest (RF), K-Nearest Neighbors (KNN), LSTM, and Transformer—achieving optimal performance across the evaluation metrics. The proposed GPR method with extended input features effectively reflects the impact of adaptive control decision changes on traffic capacity, with improved capacity prediction accuracy ( EMAPE is 3.96% , R2 is 0.951 0). The findings demonstrate the practical value of the proposed method for the performance evaluation and systematic optimization of adaptive signal control systems.

Key words: urban transportation, dynamic capacity, Gaussian Process regression, adaptive signal control, traffic flow theory; bidirectional Long Short-Term Memory (LSTM) network

中图分类号: